- Home
- Financial market participant register
- Market participants
- SIA "Viainvest"
SIA "Viainvest"
Country of origin
Latvia
Registration number
40203015744
Legal address
Roberta Hirša iela 1, Rīga, LV-1045
Phone
66102939
Licenses / Types of activities
Valid from
License No.
1) Reception and transmission of orders in relation to one or more financial instruments
Valid from
28.09.2021
License No.
06.06.08.735/538
2) Execution of orders on behalf of clients
Valid from
28.09.2021
License No.
06.06.08.735/538
4) Portfolio management
Valid from
28.09.2021
License No.
06.06.08.735/538
7) Placing of financial instruments without a firm commitment basis
Valid from
28.09.2021
License No.
06.06.08.735/538
1) Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management and excluding providing and maintaining securities accounts at the top tier level (‘central maintenance service’) referred to in point (2) of Section A of the Annex to the Regulation (EU) No 909/2014
Valid from
28.09.2021
License No.
06.06.08.735/538
4) Foreign exchange services where these are connected to the provision of investment services
Valid from
28.09.2021
License No.
06.06.08.735/538
6) Services related to underwriting
Valid from
28.09.2021
License No.
06.06.08.735/538
Infringements of the Law on the Financial Instruments Market and the Law on Investment Firms and the requirements of the laws and regulations in the field of prevention of money laundering and terrorism and proliferation financing and sanctions risk management.
Date
11.10.2022
Status
In force
Sanctions applied
A warning about infringements of the Law on the Financial Instruments Market and the Law on Investment Firms and a fine in the amount of 21 277.58 euro for the infringements of the requirements of the laws and regulations in the field of prevention of money laundering and terrorism and proliferation financing and sanctions risk management.