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Signet Bank AS

Country of origin Latvia
Registration number 40003043232
LEI 2534005A84927EKSR789
Legal address Antonijas iela 3, Rīga
Phone 67080000

Licenses / Types of activities Valid from License No.
Germany Valid from 20.12.2019 License No. 06.01.05.010/546
Austria Valid from 03.12.2019 License No. 06.01.05.010/546
Czech Republic Valid from 03.12.2019 License No. 06.01.05.010/546
Denmark Valid from 13.05.2021 License No. 06.01.05.010/546
Estonia Valid from 13.10.2021 License No. 06.01.05.010/546
France Valid from 03.12.2019 License No. 06.01.05.010/546
Germany Valid from 03.12.2019 License No. 06.01.05.010/546
Italy Valid from 03.12.2019 License No. 06.01.05.010/546
Lithuania Valid from 13.10.2021 License No. 06.01.05.010/546
Malta Valid from 03.12.2019 License No. 06.01.05.010/546
Poland Valid from 03.12.2019 License No. 06.01.05.010/546
Portugal Valid from 03.12.2019 License No. 06.01.05.010/546
Slovakia Valid from 15.09.2025 License No. 06.01.05.010/546
Spain Valid from 09.01.2023 License No. 06.01.05.010/546
Estonia Valid from 13.10.2021 License No. 06.01.05.010/546
Lithuania Valid from 13.10.2021 License No. 06.01.05.010/546
1. Services enabling cash to be placed on a payment account as well as all the operations required for operating a payment account Valid from 04.12.1991 License No. 06.01.05.010/546
2. Services enabling cash withdrawals from a payment account as well as all the operations required for operating a payment account Valid from 04.12.1991 License No. 06.01.05.010/546
b) execution of payment transactions through a payment card or a similar device Valid from 04.12.1991 License No. 06.01.05.010/546
c) execution of credit transfers, including standing orders Valid from 04.12.1991 License No. 06.01.05.010/546
b) execution of payment transactions through a payment card or a similar device Valid from 04.12.1991 License No. 06.01.05.010/546
6. Guarantees and commitments Valid from 04.12.1991 License No. 06.01.05.010/546
a) money market instruments (cheques, bills, certificates of deposit, etc.) Valid from 04.12.1991 License No. 06.01.05.010/546
c) financial futures and options Valid from 04.12.1991 License No. 06.01.05.010/546
d) exchange and interest-rate instruments Valid from 04.12.1991 License No. 06.01.05.010/546
e) transferable securities Valid from 04.12.1991 License No. 06.01.05.010/546
Estonia Valid from 13.10.2021 License No. 06.01.05.010/546
Lithuania Valid from 13.10.2021 License No. 06.01.05.010/546
Estonia Valid from 13.10.2021 License No. 06.01.05.010/546
Lithuania Valid from 13.10.2021 License No. 06.01.05.010/546
10. Money broking Valid from 04.12.1991 License No. 06.01.05.010/546
11. Portfolio management and advice Valid from 04.12.1991 License No. 06.01.05.010/546
Estonia Valid from 13.10.2021 License No. 06.01.05.010/546
Lithuania Valid from 13.10.2021 License No. 06.01.05.010/546
14. Safe custody services Valid from 04.12.1991 License No. 06.01.05.010/546
1) Reception and transmission of orders in relation to one or more financial instruments Valid from 04.12.1991 License No. 06.01.05.010/546
2) Execution of orders on behalf of clients Valid from 04.12.1991 License No. 06.01.05.010/546
3) Dealing on own account Valid from 04.12.1991 License No. 06.01.05.010/546
4) Portfolio management Valid from 04.12.1991 License No. 06.01.05.010/546
Estonia Valid from 13.10.2021 License No. 06.01.05.010/546
Lithuania Valid from 13.10.2021 License No. 06.01.05.010/546
Estonia Valid from 13.10.2021 License No. 06.01.05.010/546
Lithuania Valid from 13.10.2021 License No. 06.01.05.010/546
Estonia Valid from 13.10.2021 License No. 06.01.05.010/546
Lithuania Valid from 13.10.2021 License No. 06.01.05.010/546
Estonia Valid from 13.10.2021 License No. 06.01.05.010/546
Lithuania Valid from 13.10.2021 License No. 06.01.05.010/546
2) Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction Valid from 04.12.1991 License No. 06.01.05.010/546
Estonia Valid from 13.10.2021 License No. 06.01.05.010/546
Lithuania Valid from 13.10.2021 License No. 06.01.05.010/546
4) Foreign exchange services where these are connected to the provision of investment services Valid from 04.12.1991 License No. 06.01.05.010/546
Estonia Valid from 13.10.2021 License No. 06.01.05.010/546
Lithuania Valid from 13.10.2021 License No. 06.01.05.010/546
Estonia Valid from 13.10.2021 License No. 06.01.05.010/546
Lithuania Valid from 13.10.2021 License No. 06.01.05.010/546
7) Investment services and activities as well as ancillary services of the type included under Part 4 or Part 5 of Section 3 of Financial Instrument Market Law related to the underlying of the derivatives included under Points 5, 6, 7 and 10 of Part 2 of Section3 of Financial Instrument Market Law where these are connected to the provision of investment or ancillary services Valid from 04.12.1991 License No. 06.01.05.010/546

Licenses / Types of activities Valid from License No.
Germany Valid from 20.12.2019 License No. 06.01.05.010/546
Austria Valid from 03.12.2019 License No. 06.01.05.010/546
Czech Republic Valid from 03.12.2019 License No. 06.01.05.010/546
Denmark Valid from 13.05.2021 License No. 06.01.05.010/546
Estonia Valid from 13.10.2021 License No. 06.01.05.010/546
France Valid from 03.12.2019 License No. 06.01.05.010/546
Germany Valid from 03.12.2019 License No. 06.01.05.010/546
Italy Valid from 03.12.2019 License No. 06.01.05.010/546
Lithuania Valid from 13.10.2021 License No. 06.01.05.010/546
Malta Valid from 03.12.2019 License No. 06.01.05.010/546
Poland Valid from 03.12.2019 License No. 06.01.05.010/546
Portugal Valid from 03.12.2019 License No. 06.01.05.010/546
Slovakia Valid from 15.09.2025 License No. 06.01.05.010/546
Spain Valid from 09.01.2023 License No. 06.01.05.010/546
Estonia Valid from 13.10.2021 License No. 06.01.05.010/546
Lithuania Valid from 13.10.2021 License No. 06.01.05.010/546
1. Services enabling cash to be placed on a payment account as well as all the operations required for operating a payment account Valid from 04.12.1991 License No. 06.01.05.010/546
2. Services enabling cash withdrawals from a payment account as well as all the operations required for operating a payment account Valid from 04.12.1991 License No. 06.01.05.010/546
b) execution of payment transactions through a payment card or a similar device Valid from 04.12.1991 License No. 06.01.05.010/546
c) execution of credit transfers, including standing orders Valid from 04.12.1991 License No. 06.01.05.010/546
b) execution of payment transactions through a payment card or a similar device Valid from 04.12.1991 License No. 06.01.05.010/546
6. Guarantees and commitments Valid from 04.12.1991 License No. 06.01.05.010/546
a) money market instruments (cheques, bills, certificates of deposit, etc.) Valid from 04.12.1991 License No. 06.01.05.010/546
c) financial futures and options Valid from 04.12.1991 License No. 06.01.05.010/546
d) exchange and interest-rate instruments Valid from 04.12.1991 License No. 06.01.05.010/546
e) transferable securities Valid from 04.12.1991 License No. 06.01.05.010/546
Estonia Valid from 13.10.2021 License No. 06.01.05.010/546
Lithuania Valid from 13.10.2021 License No. 06.01.05.010/546
Estonia Valid from 13.10.2021 License No. 06.01.05.010/546
Lithuania Valid from 13.10.2021 License No. 06.01.05.010/546
10. Money broking Valid from 04.12.1991 License No. 06.01.05.010/546
11. Portfolio management and advice Valid from 04.12.1991 License No. 06.01.05.010/546
Estonia Valid from 13.10.2021 License No. 06.01.05.010/546
Lithuania Valid from 13.10.2021 License No. 06.01.05.010/546
14. Safe custody services Valid from 04.12.1991 License No. 06.01.05.010/546
1) Reception and transmission of orders in relation to one or more financial instruments Valid from 04.12.1991 License No. 06.01.05.010/546
2) Execution of orders on behalf of clients Valid from 04.12.1991 License No. 06.01.05.010/546
3) Dealing on own account Valid from 04.12.1991 License No. 06.01.05.010/546
4) Portfolio management Valid from 04.12.1991 License No. 06.01.05.010/546
Estonia Valid from 13.10.2021 License No. 06.01.05.010/546
Lithuania Valid from 13.10.2021 License No. 06.01.05.010/546
Estonia Valid from 13.10.2021 License No. 06.01.05.010/546
Lithuania Valid from 13.10.2021 License No. 06.01.05.010/546
Estonia Valid from 13.10.2021 License No. 06.01.05.010/546
Lithuania Valid from 13.10.2021 License No. 06.01.05.010/546
Estonia Valid from 13.10.2021 License No. 06.01.05.010/546
Lithuania Valid from 13.10.2021 License No. 06.01.05.010/546
2) Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction Valid from 04.12.1991 License No. 06.01.05.010/546
Estonia Valid from 13.10.2021 License No. 06.01.05.010/546
Lithuania Valid from 13.10.2021 License No. 06.01.05.010/546
4) Foreign exchange services where these are connected to the provision of investment services Valid from 04.12.1991 License No. 06.01.05.010/546
Estonia Valid from 13.10.2021 License No. 06.01.05.010/546
Lithuania Valid from 13.10.2021 License No. 06.01.05.010/546
Estonia Valid from 13.10.2021 License No. 06.01.05.010/546
Lithuania Valid from 13.10.2021 License No. 06.01.05.010/546
7) Investment services and activities as well as ancillary services of the type included under Part 4 or Part 5 of Section 3 of Financial Instrument Market Law related to the underlying of the derivatives included under Points 5, 6, 7 and 10 of Part 2 of Section3 of Financial Instrument Market Law where these are connected to the provision of investment or ancillary services Valid from 04.12.1991 License No. 06.01.05.010/546

Licenses / Types of activities Valid from License No.
Germany Valid from 20.12.2019 License No. 06.01.05.010/546
Austria Valid from 03.12.2019 License No. 06.01.05.010/546
Czech Republic Valid from 03.12.2019 License No. 06.01.05.010/546
Denmark Valid from 13.05.2021 License No. 06.01.05.010/546
Estonia Valid from 13.10.2021 License No. 06.01.05.010/546
France Valid from 03.12.2019 License No. 06.01.05.010/546
Germany Valid from 03.12.2019 License No. 06.01.05.010/546
Italy Valid from 03.12.2019 License No. 06.01.05.010/546
Lithuania Valid from 13.10.2021 License No. 06.01.05.010/546
Malta Valid from 03.12.2019 License No. 06.01.05.010/546
Poland Valid from 03.12.2019 License No. 06.01.05.010/546
Portugal Valid from 03.12.2019 License No. 06.01.05.010/546
Slovakia Valid from 15.09.2025 License No. 06.01.05.010/546
Spain Valid from 09.01.2023 License No. 06.01.05.010/546
Estonia Valid from 13.10.2021 License No. 06.01.05.010/546
Lithuania Valid from 13.10.2021 License No. 06.01.05.010/546
1. Services enabling cash to be placed on a payment account as well as all the operations required for operating a payment account Valid from 04.12.1991 License No. 06.01.05.010/546
2. Services enabling cash withdrawals from a payment account as well as all the operations required for operating a payment account Valid from 04.12.1991 License No. 06.01.05.010/546
b) execution of payment transactions through a payment card or a similar device Valid from 04.12.1991 License No. 06.01.05.010/546
c) execution of credit transfers, including standing orders Valid from 04.12.1991 License No. 06.01.05.010/546
b) execution of payment transactions through a payment card or a similar device Valid from 04.12.1991 License No. 06.01.05.010/546
6. Guarantees and commitments Valid from 04.12.1991 License No. 06.01.05.010/546
a) money market instruments (cheques, bills, certificates of deposit, etc.) Valid from 04.12.1991 License No. 06.01.05.010/546
c) financial futures and options Valid from 04.12.1991 License No. 06.01.05.010/546
d) exchange and interest-rate instruments Valid from 04.12.1991 License No. 06.01.05.010/546
e) transferable securities Valid from 04.12.1991 License No. 06.01.05.010/546
Estonia Valid from 13.10.2021 License No. 06.01.05.010/546
Lithuania Valid from 13.10.2021 License No. 06.01.05.010/546
Estonia Valid from 13.10.2021 License No. 06.01.05.010/546
Lithuania Valid from 13.10.2021 License No. 06.01.05.010/546
10. Money broking Valid from 04.12.1991 License No. 06.01.05.010/546
11. Portfolio management and advice Valid from 04.12.1991 License No. 06.01.05.010/546
Estonia Valid from 13.10.2021 License No. 06.01.05.010/546
Lithuania Valid from 13.10.2021 License No. 06.01.05.010/546
14. Safe custody services Valid from 04.12.1991 License No. 06.01.05.010/546
1) Reception and transmission of orders in relation to one or more financial instruments Valid from 04.12.1991 License No. 06.01.05.010/546
2) Execution of orders on behalf of clients Valid from 04.12.1991 License No. 06.01.05.010/546
3) Dealing on own account Valid from 04.12.1991 License No. 06.01.05.010/546
4) Portfolio management Valid from 04.12.1991 License No. 06.01.05.010/546
Estonia Valid from 13.10.2021 License No. 06.01.05.010/546
Lithuania Valid from 13.10.2021 License No. 06.01.05.010/546
Estonia Valid from 13.10.2021 License No. 06.01.05.010/546
Lithuania Valid from 13.10.2021 License No. 06.01.05.010/546
Estonia Valid from 13.10.2021 License No. 06.01.05.010/546
Lithuania Valid from 13.10.2021 License No. 06.01.05.010/546
Estonia Valid from 13.10.2021 License No. 06.01.05.010/546
Lithuania Valid from 13.10.2021 License No. 06.01.05.010/546
2) Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction Valid from 04.12.1991 License No. 06.01.05.010/546
Estonia Valid from 13.10.2021 License No. 06.01.05.010/546
Lithuania Valid from 13.10.2021 License No. 06.01.05.010/546
4) Foreign exchange services where these are connected to the provision of investment services Valid from 04.12.1991 License No. 06.01.05.010/546
Estonia Valid from 13.10.2021 License No. 06.01.05.010/546
Lithuania Valid from 13.10.2021 License No. 06.01.05.010/546
Estonia Valid from 13.10.2021 License No. 06.01.05.010/546
Lithuania Valid from 13.10.2021 License No. 06.01.05.010/546
7) Investment services and activities as well as ancillary services of the type included under Part 4 or Part 5 of Section 3 of Financial Instrument Market Law related to the underlying of the derivatives included under Points 5, 6, 7 and 10 of Part 2 of Section3 of Financial Instrument Market Law where these are connected to the provision of investment or ancillary services Valid from 04.12.1991 License No. 06.01.05.010/546

Breaches of the regulatory requirements regarding the prevention of money laundering and terrorism and proliferation financing

Date 20.12.2024
Status In force
Sanctions applied

A warning