Topic
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Issuing authority
Document issue status
FCMC Regulations regarding Due diligence and transaction monitoring of providers of payment services (available in Latvian) Regulations No. 182
FCMC Regulations regarding establishment and maintenance of credit institutions correspondent relations (available in Latvian) Regulations No. 3
Procedure for Calculating the Leverage Ratio Buffer Requirement Related Maximum Distributable Amount (Available in Latvian) Regulations No. 155
Procedure for the Submission of Information and Documents for the Assessment of Suitability of Officials of Credit Institutions Regulations No. 201
Fit and proper questionnaire Regulations No. 201 27.10.2020 amendments. Entered into force from 05.11.2020
Privacy statement. Assessment of the suitability of official Regulations No 201 27.10.2020 amendments. Entered into force from 05.11.2020
Annex 2. Privacy statement. Assessment of the suitability of official Regulations No. 201 27.10.2020 amendments. Entered into force from 05.11.2020
Procedures of Submission the Information and Documents for Obtaining Licence, Permits and Confirmations Regulating the Operation of Credit Institutions and for the Provision of Information Regulations No. 200
Annex 1. List of founders of the credit institution Regulations No. 200 27.10.2020 amendments. Entered into force from 05.11.2020
Annex 2. Notification of the opening of a representative office of a foreign or Member State credit institution Regulations No 200 27.10.2020 amendments. Entered into force from 05.11.2020
Annex 3. Balance sheet Regulations No. 200 27.10.2020 amendments. Entered into force from 05.11.2020
Annex 4. Breakdown of share capital of credit institution Regulations No. 200 27.10.2020 amendments. Entered into force from 05.11.2020
Annex 5. List of credit institution branches, representative offices and other structural units Regulations No. 200 27.10.2020 amendments. Entered into force from 05.11.2020
Annex 6. Privacy statement. Licensing procedure Regulations No. 200 27.10.2020 amendments. Entered into force from 05.11.2020
Annex 7. Privacy statement. Qualifying holdings Regulations No. 200 27.10.2020 amendments. Entered into force from 05.11.2020
Annex 8. Privacy statement. Right of establishment by significant supervised entities in the territory of a non-participating member state Regulations No. 200 27.10.2020 amendments. Entered into force from 05.11.2020
Annex 9. Privacy statement. Right of establishment by significant supervised entities in the territory of another participating member state Regulations No. 200 27.10.2020 amendments. Entered into force from 05.11.2020
Regulation on additional supervisory reporting (available in Latvian) Regulations No. 200
Regulation on Calculation of Capital Requirements for Credit Risk (Available in Latvian) Regulations No. 144
Regulation on Credit Risk Management Regulation No. 242
Regulation on Establishment of the Internal Control System Regulation No. 227
Regulation on Remuneration Policies and Practise (available in Latvian) Regulations No. 154