Topic
Latvijas Banka
Compensation disbursement schemes
Credit Register
Licensing
Payment and settlement systems
Monetary policy implementation
AML / CFT
Resolution
Cash circulation
Statistical reporting
Supervision
Target groups
Alternative investment fund managers
Insurance intermediaries
Insurers
Electronic money institutions
Financial vehicle corporations
Financial instrument market
Investment management companies
Crowdfunding service providers
Credit unions
Credit institutions
Payment institutions
Pension funds
Cash handlers
Currency exchange companies
Others
Type of legal act
Laws
Latvijas Banka regulations
FCMC regulations
Recomendations and guidelines
Explanations about the application of legal acts
Contracts
Directly applicable EU legal acts
Document issue status
FCMC Regulations regarding Due diligence and transaction monitoring of providers of payment services (available in Latvian) Regulations No. 182 Adopted on 29.09.2020. Entered into force on 08.10.2020
FCMC Regulations regarding establishment and maintenance of credit institutions correspondent relations (available in Latvian) Regulations No. 3 Adopted on 05.01.2021. Entered into force on 13.01.2021
Normative regulations for the establishment of a private pension fund governance system Regulations No. 12 Adopted on 08.02.2022. Entered into force on 16.02.2022
Normative Regulations for the Establishment of the Internal Control System of Payment Institutions and Electronic Money Institutions Regulations No. 29 Adopted on 31.03.2020. Entered into force on 08.04.2020
Normative Regulations for the Preparation of Requirements and Reports Regulating the Activities of a Payment Institution and an Electronic Money Institution Regulations No. 244 Adopted on 22.12.2020. Entered into force on 12.01.2021
Procedure for the Submission of Information and Documents for the Assessment of Suitability of Officials of Credit Institutions Regulations No. 201 Adopted on 27.10.2020. Entered into force on 05.11.2020
Fit and proper questionnaire Regulations No. 201 Adopted on 27.10.2020. Entered into force on 05.11.2020
Privacy statement. Assessment of the suitability of official Regulations No 201 Adopted on 27.10.2020. Entered into force on 05.11.2020
Annex 2. Privacy statement. Assessment of the suitability of official Regulations No. 201 Adopted on 27.10.2020. Entered into force on 05.11.2020
Procedures for the Submission of Information and Documents for Obtaining Insurance or Reinsurance Licences, Authorisation for Individual Insurer and Reinsurer Activities and Coordination Arrangements and Notification (in Latvian) Regulations No. 179 Adopted on 29.09.2020. Entered into force on 08.10.2020
Recommendations on Operational Risk Management Recommendations No. 125 Adopted on 28.07.2006. Entered into force on 03.08.2006
Regulation on Core Principles of the Remuneration Policy for the Managers of Investment Management Companies and Alternative Investment Funds (available in Latvian) Regulations No. 154 Adopted on 15.09.2020. Entered into force on 26.09.2020
Regulation on Establishment of Governance system of Investment Firms Regulations No. 212 Adopted on 06.12.2022. Entered into force on 01.05.2023